(a) in which I or a member of my immediate household or any close relative has any financial, business, employment, familial, management or proprietary interest (other than a clearly de minimis amount (less than $500 in value or—with respect only to publicly traded stock—less than 5% ownership); or
(b) that provided a personal financial benefit to me or a member of my immediate household or a close relative,
other than those I have previously disclosed in writing to my direct supervisor for prior approval or as described immediately below. (Note: In the event of a prior disclosure, please attach a copy of the written approval. For all other transactions, please include the names of the relevant parties and a description of the relationship below. Use additional paper if necessary. )