6. Halt of trading activities with registered stocks (UPCoM stocks)
- HNX considers the suspension of securities registered for trading in these cases:
+ Trading price and volume see unusual fluctuations;
+ Trading registration organization violates seriously regulations of information disclosure;
+ Enterprise merging and splitting;
+ At the request of trading registration organization as there is unpublicized information that may affect stock transaction of trading registration organization;
+ In other necessary cases to protect the interest of investors or to stabilize the market.
- In case of halting, HNX sends an official document to trading registration organization on the suspension of the securities and disclose the suspension on HNX's media.
- Suspension period must be stated clearly in the suspension document issued by HNX and under HNX's authority but not more than 10 trading days. HNX considers to extend the suspension time in neccessary cases to protect rights of investors or protect the stability of market after be approved by SSC.
- Trading registration organization under suspension must have explanation and information disclosure then at the request of HNX.