3. Prohibition of Commodity Futures Transactions by Officers and Employees
In view of the public standing of the Exchange Group, officers and employees
(including any types of officers or employees; the same shall apply hereinafter) of
the Exchange Group, will strive not to give rise to any doubt when they sell or
purchase stocks and corporate bonds of a Trading Participant of the Exchange so
(2) Strict management of confidential information
We will conduct strict information management of internal and third party
confidential information acquired in the course of business to ensure that it will
not be exposed to the risk of improper treatment, such as leaks, inside or outside
of the Exchange Group.
acquired