งานธนาคาร งานการเงิน > งานเร่งรัดหนี้สิน
AVP / VP Compliance
Responsibilities:
• Formulate compliance strategic plan inclusive of programs and trainings to ensure awareness, understanding and practices of compliance among all employees. The plan is aligned with business strategies and company direction.
• Proactively and effectively manage regulatory compliance and company's reputation risks.
• Oversight/ensure all business practices, both performed by company's employees or outsourced agencies are compliant with all laws and regulations as well as corporate compliance polices.
• Oversight/ensure all customer communications and treatments are compliant, fair, transparent and reflecting a responsible lending image.
• Report and work with senior management on identification of potential compliance risks, mitigate/minimize the risks.
• Act as consultant to Senior Management on regulatory and corporate compliance.
• Formulate a rigorous Compliance Review Board with Senior Management as members.
• Be a member of Fraud Committee to ensure effective investigation of internal fraud are carried out, root causes identified, broken processes are fixed and proper disciplinary actions are take.
• Ensure key compliance breaches/risks are escalated to the company and Board of Directors.
• Key contact for all regulators and the company's compliance and legal teams.
Requirements:
• Master’s degree in MBA or related field and 8+ years of experience as an examiner, compliance.
• 8-10++ years work experience as compliance leader with meaningful experience consumer protection laws and regulations.
• Highly detailed and organized and able to deliver high quality work product, including executive-level written reports.
• Well-developed critical thinking skills, including sound judgment, conflict resolution and the ability to juggle tasks and priorities.
• Proven track record of successful project management within the banking or other financial services regulatory environment is preferred (but not necessary)
• Strong written and verbal communications skills are essential, including experience interfacing with diverse functional departments such as Law, Internal Audit, Marketing, Business Unit Compliance Officers, etc.
Please send your updated CV with stated current compensation packages to