SPEAKER: All right. Sounds good.
Hey, Tim, you got a minute?
TIM: Sure.
SPEAKER: Listen, I was just going over the documentation, your last few trades. Can we talk about it?
TIM: Uh-huh.
SPEAKER: Out of your last 12 trades, only five had complete documentation. And listen, that just puts us at risk to all kinds of consequences.
TIM: Yeah, I hear you. I hate to say it, but some of these new rules-- it's amazing I had it right five times. They really make it hard to do your job. It's ridiculous.
SPEAKER: The firm's stepped up in compliance the last five years, definitely. The thing is we ought to conduct ourselves in the same manner. Deviations attract attention. Next thing you know, you have a perfectly sound trade, and it's under examination. And that's the last thing we need.