Insider Trading Compliance Policy
CONATUS PHARMACEUTICALS INC.
INSIDER TRADING compliance POLICY
This Insider Trading Compliance Policy (this “Policy”) consists of seven sections:
● Section I provides an overview;
● Section II sets forth the policies of Conatus Pharmaceuticals prohibiting insider trading;
● Section III explains insider trading;
● Section IV consists of procedures that have been put in place by Conatus Pharmaceuticals to prevent insider trading;
● Section V sets forth additional transactions that are prohibited by this Policy;
● Section VI explains Rule 10b5-1 trading plans and provides information about Section 16 and Rule 144; and
● Section VII refers to the execution and return of a compliance certificate.