Fulfill my responsibilities with respect to understanding and proactively managing risk and compliance, including Anti- Money Laundering (AML) and Sanctions requirements:
Appropriately assesses risk/reward relationships when making business decisions.
Identifies risk inherent in particular situations or transactions and its impact on other areas of Citi/Citi as a whole.
Acts in a manner that is consistent with our commitment to fairness, value and dependability.
Adheres to corporate and business specific policies and considers appropriate controls as part of day-to-day responsibilities. (e.g., anti-money laundering)
Contributes to a ‘no surprises’ compliance culture by managing control issues with candor. Resolves issues with urgency, recognizing and communicating the importance of timely escalation and escalating when appropriate
Assure, as appropriate to my function, that risks, including money laundering and sanctions risks, are adequately identified, assessed, monitored, controlled and reported.
Is transparent and open in communications