Control
1. Maintain pristine risk and controls and regulatory compliance that is S.M.A.R.T with KRIs.
2. Minimize operational exposure and losses.
3. Pass all internal and external audits and regulatory inspections.
4. Pass KPMG annual assessment and certification for Custody audit.
5. Fully support and account for all client-side audit and due diligence with no issue.
6. No exception for all Citi policies, especially Information Security, COB, Fraud Management, Record Management.
7. 100% accuracy and timeliness for all regulatory and compliance reporting.
8. Minimize NAV and Compliance Monitoring timeliness issue, achieve 100% NAV and Compliance Monitoring accuracy, and adopt comprehensive and effective fund compliance monitoring by identifying compliance checks to be built into MIG21.
9. Enhance partnership with business and risk to enhance credit program so to migrate more client to Credit Control System (CCS).