You are a covered person for Fauna Inc., a restricted entity.
In what circumstance is it permissible for you to have an investment in Fauna Inc.?
There is one correct answer.
If you directly purchased shares in Fauna Inc.
If a diversified mutual fund in which you have an interest holds shares in Fauna Inc.
If the shares were purchased by an investment vehicle in which you are the sole beneficiary
If you put the shares in the name of your dependent child
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